-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HM1/hnxrjx90R5K3iOTJql34tniyrFlzxky9rt59r0PKuxOmDh1ZBKjYdn6d1U/f PFQDnfkuBMoaZ2FmWSc2gg== 0001030648-97-000015.txt : 19970222 0001030648-97-000015.hdr.sgml : 19970222 ACCESSION NUMBER: 0001030648-97-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALFACELL CORP CENTRAL INDEX KEY: 0000708717 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222369085 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45493 FILM NUMBER: 97533899 BUSINESS ADDRESS: STREET 1: 225 BELLEVILLE AVE CITY: BLOOMFIELD STATE: NJ ZIP: 07003 BUSINESS PHONE: 2017488082 MAIL ADDRESS: STREET 2: 225 BELLEVILLE AVE CITY: BLOOMFIELD STATE: NJ ZIP: 07003 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHOGEN KUSLIMA CENTRAL INDEX KEY: 0000937387 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 295 CEDAR GROVE LANE CITY: SOMERSET STATE: NJ ZIP: 08873 MAIL ADDRESS: STREET 1: 295 CEDAR GROVE LN CITY: SOMERSET STATE: NJ ZIP: 08873 SC 13G/A 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Alfacell Corporation (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 015404106 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------- ------------------------------------------------------- CUSIP No. 015404106 13G Page 2 of 5 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS KUSLIMA SHOGEN - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER 2,175,789 (includes 832,789 options to purchase common stock) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ------------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 ------------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,175,789 (includes 832,789 options to purchase common stock) ----------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,175,789 (includes 832,789 options to purchase common stock) - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.1% (5.4% attributable to options to purchase common stock and 8.7% attributable to shares of issued and outstanding common stock held by the reporting person) - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------ Item 1 (a) Name of Issuer: ALFACELL CORPORATION Item 1 (b) Address of Issuer's Principal Executive Offices: 225 Belleville Avenue Bloomfield, New Jersey 07003 Item 2 (a) Name of Person Filing: KUSLIMA SHOGEN Item 2 (b) Address of Principal Business Office or, if none, Residence SEE ITEM 1(b) ABOVE Item 2 (c) Citizenship: SEE ITEM 4 OF COVER SHEET Item 2 (d) Title of Class of Securities: Common Stock, $.001 par value Item 2 (e) CUSIP Number: 015404106 Item 3. NOT APPLICABLE Item 4. Ownership (a) Amount Beneficially Owned: 2,175,789 (includes 832,789 options to purchase common stock). SEE ITEM 9 of COVER SHEET. (b) Percent of Class: 14.1% (5.4% attributable to options to purchase common stock and 8.7% attributable to shares of issued and outstanding common stock held by the reporting person). SEE ITEM 11 of COVER SHEET Page 3 of 5 pages (c): Number of shares as to which such person has: (i) sole power to vote or direct the vote: SEE ITEM 5 OF COVER SHEET. (ii) shared power to vote or direct the vote: SEE ITEM 6 OF COVER SHEET. (iii) sole power to dispose or to direct the disposition of: SEE ITEM 7 OF COVER SHEET. (iv) shared power to dispose or to direct: SEE ITEM 8 OF COVER SHEET. Item 5. Ownership of 5% or less of a Class: If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial holder of more than five percent of the class of securities, check the following box. |_| Item 6. Ownership of more than 5% on behalf of another person: NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary which Acquired the Security being reported on by the Parent Holding Company: NOT APPLICABLE Item 8. Identification and Classification of Members of the Group: NOT APPLICABLE Item 9. Notice of Dissolution of Group: NOT APPLICABLE Item 10. Certification: NOT APPLICABLE Page 4 of 5 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 Date /s/KUSLIMA SHOGEN Signature KUSLIMA SHOGEN Name/Title Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----